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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

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SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

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MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

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REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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