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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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PR 2.4 Incorporation by reference

As Published: 2005

PR 2.4 Incorporation by reference

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ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

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SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

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LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

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DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

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DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

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FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

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REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

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