Search Result

301 - 320 of 479 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

DISP 3.4 Referral of a complaint to another complaints scheme for determination

As Published: 2002

DISP 3.4 Referral of a complaint to another complaints scheme for determination

MCOB 12.6 Business loans

As Published: 2004

MCOB 12.6 Business loans

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

COB 10.7 Periodic statements for an unregulated collective investment scheme

As Published: 2001

COB 10.7 Periodic statements for an unregulated collective investment scheme

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

PR App 3.1

As Published: 2005

PR App 3.1

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2005

PERG 4.17 Interaction with the Consumer Credit Act

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information