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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

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SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

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REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

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TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

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COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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