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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2006

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues