Search Result

181 - 200 of 450 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3