Search Result

181 - 200 of 686 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

PR App 1.1

As Published: 2005

PR App 1.1

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

MCOB 2.3 Inducements

As Published: 2004

MCOB 2.3 Inducements

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?