Search Result

181 - 200 of 262 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

REC 3.23 Default

As Published: 2001

REC 3.23 Default

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 2.7 Activities: a broad outline

As Published: 2005

PERG 2.7 Activities: a broad outline

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

As Published: 2005

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries