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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders