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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability