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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities