Search Result

61 - 80 of 606 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

COLL 4.5 Reports and accounts

As Published: 2004

COLL 4.5 Reports and accounts

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

LR 13.4 Class 1 circulars

As Published: 2005

LR 13.4 Class 1 circulars

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application in relation to the Consumer Credit Act 1974