Search Result

601 - 620 of 716 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

COB 11.1 Application

As Published: 2006

COB 11.1 Application

TC 1.2 Commitments

As Published: 2001

TC 1.2 Commitments

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2004

CASS 1.5 Application: electronic media and E-Commerce

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

MAR 5.2 Guidance about what constitutes an ATS

As Published: 2004

MAR 5.2 Guidance about what constitutes an ATS

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

ICOB 4.3 Suitability

As Published: 2006

ICOB 4.3 Suitability

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

LR 13.5 Financial information in Class 1 Circulars

As Published: 2005

LR 13.5 Financial information in Class 1 Circulars

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction