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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

LR 16.2 Requirements for listing

As Published: 2005

LR 16.2 Requirements for listing

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making