Search Result

521 - 540 of 680 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

MCOB 2.4 High pressure sales

As Published: 2004

MCOB 2.4 High pressure sales

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars