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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

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LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

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LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

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DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

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LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

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COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

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SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

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ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

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SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

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ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

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