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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

LR 18.1 Application

As Published: 2005

LR 18.1 Application

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

COB 9.5 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.5 These provisions have been moved to the Client Assets sourcebook (CASS)

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports