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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

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ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

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COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

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COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

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REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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DTR 3.1

As Published: 2005

DTR 3.1

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SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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