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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

MCOB 6.3 General

As Published: 2004

MCOB 6.3 General

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

MCOB 12.4 Arrears charges

As Published: 2004

MCOB 12.4 Arrears charges

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2004

CASS 1.5 Application: electronic media and E-Commerce

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors