Search Result

381 - 400 of 640 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions