Search Result

381 - 400 of 645 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

LR 13.3 Contents of all circulars

As Published: 2005

LR 13.3 Contents of all circulars

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

MCOB 2.1 Application

As Published: 2004

MCOB 2.1 Application

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2006

SUP 13A.3 Qualifications for authorisation under the Act

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy