Search Result

381 - 400 of 604 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

LR 18.1 Application

As Published: 2005

LR 18.1 Application

LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition