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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints