Search Result

321 - 340 of 627 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7