Search Result

281 - 300 of 574 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

COLL 4.5 Reports and accounts

As Published: 2004

COLL 4.5 Reports and accounts

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application