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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

PR App 3.1

As Published: 2005

PR App 3.1

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate