Search Result

261 - 280 of 364 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

COB 6.4 Product disclosure: special situations

As Published: 2004

COB 6.4 Product disclosure: special situations

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency