Search Result

181 - 200 of 590 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms