Search Result

81 - 100 of 551 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.4 General guidance to be found in PERG

As Published: 2005

PERG 1.4 General guidance to be found in PERG

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

PR App 1.1

As Published: 2005

PR App 1.1

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application