Related provisions for COLL 3.2.8
41 - 47 of 47 items.
(1) To introduce a new charge for the sale or redemption of units, or any new category of remuneration for its services or increase the rate stated in the prospectus, the authorised fund manager will need to comply with COLL 4.2.5 R (Table: contents of prospectus) and COLL 4.3 (Approvals and notifications).(2) A redemption charge may be expressed in terms of amount or percentage. It may also be expressed as diminishing over the time during which the unitholder has held the units
The remainder of CASS applies to a depositary, when acting as such, with the following general modifications:(1) except in CASS 4.5, 'client' means 'trustee', 'trust' or 'collective investment scheme' as appropriate; and(2) in CASS 4.5, 'client' means 'trustee' 'collective investment scheme' or 'collective investment scheme instrument' as appropriate.
Article 20B gives effect to the provisions of the E- Commerce Directive by exempting incoming electronic commerce communications. However, article 20B does not apply to the following communications:(1) an advertisement by the operator of a UCITS of units in that scheme; or(2) an invitation or inducement to enter into a contract of insurance where:(a) it is made by an undertaking which has received official authorisation in line with article 6 of the First Life Directive or the