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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

LR 17.1 Application

As Published: 2005

LR 17.1 Application

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations