Search Result

241 - 260 of 558 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules