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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

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COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

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LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

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SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

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COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2002

COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)

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REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

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SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

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LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

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DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

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MCOB 7.4 Disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Disclosure at the start of the contract

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