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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

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COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

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DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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