Search Result

141 - 160 of 665 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2004

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service