Search Result

101 - 120 of 640 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

COND 1.3 General

As Published: 2001

COND 1.3 General

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission