Search Result

421 - 440 of 692 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general