Search Result

401 - 420 of 685 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.1 Introduction and Application

As Published: 2004

COLL 6.1 Introduction and Application

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions