Search Result

361 - 380 of 686 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls