Search Result

341 - 360 of 487 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

MCOB 5.2 Purpose

As Published: 2004

MCOB 5.2 Purpose

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

COB 7.1 Conflict of interest and material interest

As Published: 2001

COB 7.1 Conflict of interest and material interest

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate