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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

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PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

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ICOB 7.2 Group policies and third party claimants

As Published: 2005

ICOB 7.2 Group policies and third party claimants

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LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

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SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

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