Search Result

261 - 280 of 621 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings