Search Result

361 - 380 of 670 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus