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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

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ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

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COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

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SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

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REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

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LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

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SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

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MCOB 5.2 Purpose

As Published: 2004

MCOB 5.2 Purpose

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MCOB 6.2 Purpose

As Published: 2004

MCOB 6.2 Purpose

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MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

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