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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2005

PERG 1.5 What other guidance about the perimeter is available from the FSA?

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments