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COLL 8.4 Investment and borrowing powers
As Published: 2004
COLL 8.4 Investment and borrowing powers
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LR 8.6 Criteria for approval as a sponsor
As Published: 2005
LR 8.6 Criteria for approval as a sponsor
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REC 6.7 Notification rules for overseas recognised bodies
As Published: 2001
REC 6.7 Notification rules for overseas recognised bodies
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TC 2.1 Application: who? where? and what?
As Published: 2002
TC 2.1 Application: who? where? and what?
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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)
As Published: 2005
PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)
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REC 2.6 General safeguards for investors
As Published: 2004
REC 2.6 General safeguards for investors
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SUP 12.8 Termination of a relationship with an appointed representative
As Published: 2004
SUP 12.8 Termination of a relationship with an appointed representative
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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary
As Published: 2004
COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary
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SUP 2.2 Information gathering by the FSA on its own initiative: background
As Published: 2001
SUP 2.2 Information gathering by the FSA on its own initiative: background
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