Search Result

141 - 160 of 662 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2006

SUP 13A.3 Qualifications for authorisation under the Act

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

MCOB 13.4 Arrears: provision of information to the customer

As Published: 2004

MCOB 13.4 Arrears: provision of information to the customer

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale

PR App 1.1

As Published: 2005

PR App 1.1

MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities