Search Result

141 - 160 of 308 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2006

FEES 5.8 Joining the Financial Ombudsman Service

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?