Search Result

141 - 160 of 393 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

LR 13.5 Financial information in Class 1 Circulars

As Published: 2005

LR 13.5 Financial information in Class 1 Circulars

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2005

PERG 4.17 Interaction with the Consumer Credit Act

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

COB 10.3 Modification of the allocation rule

As Published: 2001

COB 10.3 Modification of the allocation rule

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification