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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

COB 11.4 Depositaries

As Published: 2003

COB 11.4 Depositaries

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2006

SUP 13A.3 Qualifications for authorisation under the Act

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2006

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers